Enterprise Risk Management for Funds Management

Overview

The management of risk, and assurance that all compliance obligations are being met, is a key requirement of any Fund Manager going forward. Risk management and compliance are no longer considered an unnecessary overhead but an essential requirement to compete in the current market and maximise value to both clients and shareholders.

This 2 hour session will provide you with an overview of best practice risk and compliance management as it relates to the Funds Management industry so that you can benchmark your business and prepare a blueprint for the future.

Attending this session will;

• Demonstrate how a smart investment in risk management and compliance can provide a return to your business immediately.
• Provide you with a detailed outline of the components of best practice risk management including Risk and Control Self Assessment, Key Risk Indicators, Incident Management Recording, Control & Regulatory Compliance and Action Point Tracking.
• Give you a practical framework to develop, implement and maintain a sound risk management and compliance capability
• Highlight the pitfalls in achieving a return on your risk management investment

Brochure: pdf

View course location: map

Contact: Andrew Tagg / David Tattam